Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ashford Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrett Bruce Sumner | 6320306 | 1 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neel B Patel | 4053528 | 1 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |