Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avalon Securities, Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John David Bulicek | 1636362 | 2 | 01/24/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
Jack Weinstein | 1198963 | 1 | 04/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John David Bulicek | 1636362 | 2 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |