Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Fuller Kite | 1736279 | 1 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Sean Polley | 2740157 | 2 | 12/02/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth Sean Polley | 2740157 | 2 | 06/14/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |