Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Bradford McClellan | 2403907 | 1 | 06/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Jacob Holle | 2084676 | 2 | 07/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 09/14/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 09/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Jacob Holle | 2084676 | 2 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Pott | 5611609 | 1 | 01/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Allen McCune | 1342845 | 1 | 12/03/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 02/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 06/26/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert William Taylor | 2596525 | 1 | 03/29/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |