Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
B. David Goldstein | 1718066 | 9 | 11/28/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |