Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| B. David Goldstein | 1718066 | 9 | 06/26/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/14/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 01/05/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 11/07/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 11/04/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Jacob Holle | 2084676 | 2 | 07/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 09/14/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 06/26/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 01/27/1999 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 04/03/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |