Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| Blake Robert Lynch | 6650717 | 1 | 02/05/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| B. David Goldstein | 1718066 | 9 | 06/26/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/14/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 01/05/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 11/28/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 11/07/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 11/04/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Charles Keating | 4083432 | 2 | 07/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |