Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Clinton Rogers | 402705 | 1 | 10/15/1993 | Customer Dispute | Award / Judgment | $100,000.00 | $16,500.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 12/14/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Owen Wright | 824766 | 4 | 02/21/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |