Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Stuart Monsted | 1980128 | 1 | 07/15/2002 | Customer Dispute | Settled | $297,000.00 | $0.00 | See FINRA Report |
| Gregory Burton Gilbert | 3119457 | 2 | 06/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 09/12/2001 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gregory Wallace Lebbert | 1386859 | 1 | 11/02/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 11/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Craig McKean | 1197246 | 12 | 08/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yu Chen | 6122948 | 1 | 01/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Craig McKean | 1197246 | 12 | 03/21/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Owen Wright | 824766 | 4 | 12/03/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Owen Wright | 824766 | 4 | 05/14/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |