Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 05/14/2009 | Customer Dispute | Settled | $2,148.23 | $0.00 | See FINRA Report |
| Mark Christopher Devito | 5137097 | 1 | 01/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Craig McKean | 1197246 | 12 | 05/05/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lawrence Hug | 5172704 | 1 | 12/10/2007 | Customer Dispute | Closed-No Action | $56,142.00 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 04/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Craig McKean | 1197246 | 12 | 02/05/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig McKean | 1197246 | 12 | 09/05/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Vigil | 3269058 | 6 | 08/15/2006 | Customer Dispute | Denied | $9,223.50 | $0.00 | See FINRA Report |
| Gregory Burton Gilbert | 3119457 | 2 | 10/01/2004 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Robert Earl Holaday | 1043463 | 2 | 01/06/2004 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |