Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Craig McKean | 1197246 | 12 | 07/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig McKean | 1197246 | 12 | 07/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Alan Tolene | 5730068 | 5 | 06/13/2013 | Customer Dispute | Settled | $6,607.74 | $0.00 | See FINRA Report |
| Robert Earl Holaday | 1043463 | 2 | 07/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andres I Rubert | 5269169 | 3 | 03/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig McKean | 1197246 | 12 | 02/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 09/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph A Medina | 2793924 | 3 | 01/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 11/18/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Craig McKean | 1197246 | 12 | 01/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |