Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Martin Collins | 841617 | 3 | 11/23/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Randall W Silvey | 4457477 | 9 | 06/01/2015 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Andres I Rubert | 5269169 | 3 | 05/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andres I Rubert | 5269169 | 3 | 05/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig McKean | 1197246 | 12 | 03/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elliott Arthur Peigen | 2017355 | 1 | 11/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Vigil | 3269058 | 6 | 07/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Owen Wright | 824766 | 4 | 07/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 05/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 12/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |