Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron C Stasulis | 2901990 | 6 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron C Stasulis | 2901990 | 6 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron C Stasulis | 2901990 | 6 | 04/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Alan Tolene | 5730068 | 5 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Angelo Aleman | 2922342 | 1 | 01/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Vigil | 3269058 | 6 | 05/03/2017 | Customer Dispute | Denied | $7,539.53 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall W Silvey | 4457477 | 9 | 01/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall W Silvey | 4457477 | 9 | 01/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall W Silvey | 4457477 | 9 | 01/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |