Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph A Medina | 2793924 | 3 | 05/01/2020 | Customer Dispute | Settled | $53,060.90 | $0.00 | See FINRA Report |
| Daire Peter Heneghan | 6878927 | 2 | 02/17/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Adam Rookasin | 5760016 | 2 | 01/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 12/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Adam Rookasin | 5760016 | 2 | 08/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling Carmen Hirsch | 4867105 | 4 | 05/21/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Aaron C Stasulis | 2901990 | 6 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Alan Tolene | 5730068 | 5 | 11/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling Carmen Hirsch | 4867105 | 4 | 10/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron C Stasulis | 2901990 | 6 | 10/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |