Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Vigil | 3269058 | 6 | 07/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall W Silvey | 4457477 | 9 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall W Silvey | 4457477 | 9 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres I Rubert | 5269169 | 3 | 05/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Owen Wright | 824766 | 4 | 07/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 11/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Owen Wright | 824766 | 4 | 05/14/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 12/14/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Owen Wright | 824766 | 4 | 02/21/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |