Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andres I Rubert | 5269169 | 3 | 03/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 09/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph A Medina | 2793924 | 3 | 01/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Owen Wright | 824766 | 4 | 12/03/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |