Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Burton Gilbert | 3119457 | 2 | 10/01/2004 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Robert Earl Holaday | 1043463 | 2 | 01/06/2004 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| William Stuart Monsted | 1980128 | 1 | 07/15/2002 | Customer Dispute | Settled | $297,000.00 | $0.00 | See FINRA Report |
| Gregory Burton Gilbert | 3119457 | 2 | 06/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 09/12/2001 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gregory Wallace Lebbert | 1386859 | 1 | 11/02/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Donald Clinton Rogers | 402705 | 1 | 10/15/1993 | Customer Dispute | Award / Judgment | $100,000.00 | $16,500.00 | See FINRA Report |