Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall W Silvey | 4457477 | 9 | 06/01/2015 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 05/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 12/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony Alan Tolene | 5730068 | 5 | 06/13/2013 | Customer Dispute | Settled | $6,607.74 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 11/18/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 05/14/2009 | Customer Dispute | Settled | $2,148.23 | $0.00 | See FINRA Report |
| Mark Christopher Devito | 5137097 | 1 | 01/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Hug | 5172704 | 1 | 12/10/2007 | Customer Dispute | Closed-No Action | $56,142.00 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 04/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 08/15/2006 | Customer Dispute | Denied | $9,223.50 | $0.00 | See FINRA Report |