Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David L Knutson | 1050224 | 3 | 06/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David L Knutson | 1050224 | 3 | 06/11/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Suresh Basnet | 4426976 | 2 | 01/03/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Suresh Basnet | 4426976 | 2 | 03/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David L Knutson | 1050224 | 3 | 12/10/2001 | Customer Dispute | Settled | $97,525.00 | $0.00 | See FINRA Report |