Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planned Financial Programs, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stewart Brody | 1475753 | 2 | 08/20/2020 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Mark Stewart Brody | 1475753 | 2 | 03/06/2009 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |