Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Raymond Scheirer | 4256666 | 6 | 10/23/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Norman Berry Taylor | 7249720 | 2 | 01/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Raymond Scheirer | 4256666 | 6 | 10/02/2018 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Andrew Raymond Scheirer | 4256666 | 6 | 05/08/2018 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Andrew Raymond Scheirer | 4256666 | 6 | 06/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Donald Casto | 3127405 | 3 | 04/12/2016 | Customer Dispute | Award / Judgment | $55,000.00 | $55,000.00 | See FINRA Report |
| Andrew Raymond Scheirer | 4256666 | 6 | 03/17/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Andrew Raymond Scheirer | 4256666 | 6 | 01/15/2014 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| Steven Donald Casto | 3127405 | 3 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Donald Casto | 3127405 | 3 | 12/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |