Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dale Webb | 5728604 | 1 | 09/16/2019 | Customer Dispute | Denied | $207,873.00 | $0.00 | See FINRA Report |
| Bradley Wayne Small | 2749932 | 4 | 10/17/2012 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jeremy Phillip Keil | 4673347 | 2 | 07/13/2010 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Jeremy Phillip Keil | 4673347 | 2 | 07/08/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |