Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Wayne Small | 2749932 | 4 | 04/18/2023 | Customer Dispute | Pending | $10,640.00 | $0.00 | See FINRA Report |
| Nathan Drews | 5916610 | 1 | 04/21/2021 | Customer Dispute | Closed-No Action | $13,811.00 | $0.00 | See FINRA Report |
| Kevin Dale Webb | 5728604 | 1 | 09/16/2019 | Customer Dispute | Denied | $207,873.00 | $0.00 | See FINRA Report |
| George Flurence Crowley | 1157117 | 3 | 05/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey James Schmidt | 3041860 | 1 | 03/12/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Zachary Larson | 3235430 | 1 | 03/12/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Bradley Wayne Small | 2749932 | 4 | 10/17/2012 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| George Flurence Crowley | 1157117 | 3 | 09/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Edward Leapaldt | 2074130 | 1 | 03/08/2012 | Customer Dispute | Settled | $5,549.99 | $0.00 | See FINRA Report |
| Patricia Ann Keehr | 3167002 | 2 | 12/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |