Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trent Donald Davis | 2137171 | 2 | 04/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 09/22/2003 | Customer Dispute | Settled | $254,535.00 | $0.00 | See FINRA Report |
| Hercules Dorn Stewart | 2243501 | 1 | 05/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trent Donald Davis | 2137171 | 2 | 10/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |