Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Allen Grove | 6484592 | 1 | 11/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Don Eugene Hardin | 4591196 | 6 | 08/24/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Don Eugene Hardin | 4591196 | 6 | 05/19/2009 | Customer Dispute | Denied | $61,884.50 | $0.00 | See FINRA Report |
Don Eugene Hardin | 4591196 | 6 | 04/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Don Eugene Hardin | 4591196 | 6 | 02/09/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Don Eugene Hardin | 4591196 | 6 | 01/22/2009 | Customer Dispute | Settled | $51,716.00 | $0.00 | See FINRA Report |
Don Eugene Hardin | 4591196 | 6 | 04/10/2008 | Customer Dispute | Settled | $16,444.70 | $0.00 | See FINRA Report |
Jared Nevel Bosley | 6055599 | 1 | 08/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |