Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Robert Lahaie | 6021248 | 1 | 04/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kelly Barton | 6372915 | 1 | 08/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |