Our Staff has compiled our research into a database of FINRA Broker Disclosures for PMA Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Frances Lindeblad | 7121739 | 1 | 03/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Doyle Shuler | 5035418 | 1 | 02/15/2011 | Customer Dispute | Settled | $32,797.40 | $0.00 | See FINRA Report |
| Nathaniel Aaron Waldron | 7765264 | 1 | 07/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |