Our Staff has compiled our research into a database of FINRA Broker Disclosures for TFS Derivatives LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Michael Earnhardt | 1855856 | 2 | 09/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Nmn Rosenshein | 1534635 | 1 | 09/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judith Ann Ricciardi | 2260346 | 1 | 09/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Fiorio | 5525052 | 1 | 09/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Earnhardt | 1855856 | 2 | 05/02/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |