Our Staff has compiled our research into a database of FINRA Broker Disclosures for Monex Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime Hazael Aguilar | 3082057 | 5 | 05/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesus Heiras | 4368282 | 1 | 07/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar R Flores | 861991 | 3 | 01/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar R Flores | 861991 | 3 | 05/09/2001 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Antonio Fernando Mariscal Romero | 6619179 | 1 | 07/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oscar R Flores | 861991 | 3 | 05/29/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |