Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Fulton Spivey | 1414023 | 2 | 07/29/2005 | Customer Dispute | Settled | $329,000.00 | $0.00 | See FINRA Report |
| Robert Fulton Spivey | 1414023 | 2 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |