Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter John Rothamel | 4177891 | 4 | 07/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter John Rothamel | 4177891 | 4 | 06/10/2009 | Customer Dispute | Denied | $15,400.00 | $0.00 | See FINRA Report |
| Peter John Rothamel | 4177891 | 4 | 04/14/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter John Rothamel | 4177891 | 4 | 11/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |