Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Tavel | 4862463 | 4 | 12/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Tavel | 4862463 | 4 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Tavel | 4862463 | 4 | 03/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Tavel | 4862463 | 4 | 02/27/2019 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |