Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt August Lalomia | 1926472 | 1 | 01/05/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Topper | 6101256 | 1 | 06/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Pignone | 801230 | 1 | 08/10/2009 | Customer Dispute | Denied | $8,970.00 | $0.00 | See FINRA Report |