Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cody James Lewis | 2936963 | 4 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cody James Lewis | 2936963 | 4 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cody James Lewis | 2936963 | 4 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cody James Lewis | 2936963 | 4 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |