Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Robert Kennon | 4459476 | 4 | 07/22/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Robert Kennon | 4459476 | 4 | 07/02/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Robert Kennon | 4459476 | 4 | 02/17/2021 | Customer Dispute | Settled | $218,000.00 | $0.00 | See FINRA Report |
| David Robert Kennon | 4459476 | 4 | 04/30/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |