Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Wilk Lloyd | 2024256 | 3 | 03/28/2012 | Customer Dispute | Settled | $1,044,110.00 | $0.00 | See FINRA Report |
| James Wilk Lloyd | 2024256 | 3 | 01/27/2000 | Customer Dispute | Settled | $133,000.00 | $0.00 | See FINRA Report |