Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sealy Investment Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Barausky | 2104993 | 1 | 12/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Garry Michael McDaniel | 3236802 | 1 | 04/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Rivera | 2732978 | 2 | 02/13/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Scott Rivera | 2732978 | 2 | 06/23/1999 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |