Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffry Benjamin Vargas | 5485101 | 2 | 01/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffry Benjamin Vargas | 5485101 | 2 | 12/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |