Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Noel Fadden | 2192758 | 1 | 02/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Gordon Decherd | 5588916 | 2 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Chevalier | 6999332 | 3 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Chevalier | 6999332 | 3 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Gordon Decherd | 5588916 | 2 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Chevalier | 6999332 | 3 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Dean Jarrell | 6386637 | 1 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunt Stephens Taylor | 4129261 | 1 | 10/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Dominic Jaramillo | 4843136 | 1 | 02/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Alan King | 2696068 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |