Our Staff has compiled our research into a database of FINRA Broker Disclosures for Supervision Brokerage LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kerry Baldwin | 4637521 | 2 | 08/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |