Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Robert Drew | 5672296 | 1 | 01/13/2016 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Andre Norman Laplante | 5781133 | 1 | 02/12/2014 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |