Our Staff has compiled our research into a database of FINRA Broker Disclosures for AEL Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Crystal Marie Whitacre | 7060351 | 2 | 05/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Crystal Marie Whitacre | 7060351 | 2 | 10/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Samuel Gray | 2459227 | 1 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Price Chilton | 4773453 | 1 | 08/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian C Burke | 2839061 | 4 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian C Burke | 2839061 | 4 | 04/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian C Burke | 2839061 | 4 | 01/29/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian C Burke | 2839061 | 4 | 12/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lucas Grant Campbell | 6704144 | 1 | 06/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Neil Allan | 2888016 | 1 | 04/27/2009 | Customer Dispute | Denied | $133,576.00 | $0.00 | See FINRA Report |