Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Owen Chandler | 2351638 | 2 | 09/20/2021 | Customer Dispute | Settled | $203,000.00 | $0.00 | See FINRA Report |
| Matthew Michael Beaver | 5592864 | 2 | 10/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Beaver | 5592864 | 2 | 05/15/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brock Edward Baker | 7294988 | 1 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Lee Hastings | 1456644 | 1 | 08/10/2016 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Joseph Webb | 4300522 | 2 | 01/28/2016 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Joseph Webb | 4300522 | 2 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Edward Rocks | 6569562 | 4 | 07/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Hoffman | 6865274 | 1 | 04/13/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Owen Chandler | 2351638 | 2 | 06/06/2003 | Customer Dispute | Denied | $55,895.10 | $0.00 | See FINRA Report |