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FINRA Broker Disclosures for American Trust Investment Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 130 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Francis Dever1840373410/11/2007RegulatoryFinal$0.00$0.00See FINRA Report
Christopher Richard Wurtzinger1921024509/12/2007RegulatoryFinal$0.00$0.00See FINRA Report
Mark Joseph Angioletti705134102/15/2007Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Richard Donlon Oreilly845839802/02/2005RegulatoryFinal$0.00$0.00See FINRA Report
Gerard Alexander Phillips814128211/02/2004Customer DisputeDenied$200,000.00$0.00See FINRA Report
Karl Francis Birkenfeld13427201003/18/2004RegulatoryFinal$0.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801510/28/2002RegulatoryFinal$0.00$0.00See FINRA Report
Leonidas Kopulos712338609/30/2002Customer DisputeSettled$150,000.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801505/24/2002Customer DisputeSettled$224,000.00$0.00See FINRA Report
Alan Timothy Rodriguez15925801504/05/2002Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report

130 Results

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