Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Foreman Kahn | 1001362 | 2 | 10/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richard Wurtzinger | 1921024 | 5 | 02/18/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerard Alexander Phillips | 814128 | 2 | 02/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 11/10/2009 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Daryl Edward Hable | 3121261 | 5 | 11/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Cosulich | 4270067 | 2 | 10/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Edward Hable | 3121261 | 5 | 07/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Richard Wurtzinger | 1921024 | 5 | 06/19/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |