Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry L Thomason | 4831285 | 1 | 12/06/2011 | Customer Dispute | Denied | $59,954.20 | $0.00 | See FINRA Report |
| James Francis Dever | 1840373 | 4 | 11/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daryl Edward Hable | 3121261 | 5 | 10/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Alan Davidson | 1315998 | 15 | 09/28/2011 | Customer Dispute | Denied | $565,678.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 06/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivan Michael West | 4921015 | 1 | 05/12/2011 | Customer Dispute | Settled | $49,999.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Timothy Rodriguez | 1592580 | 15 | 03/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karl Francis Birkenfeld | 1342720 | 10 | 02/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |