Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scot Barringer | 1385168 | 8 | 10/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Brandon Defoor | 6314458 | 3 | 08/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Dever | 1840373 | 4 | 07/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Charles Kessler | 4543640 | 2 | 12/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Virva | 859738 | 6 | 04/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Edward Hable | 3121261 | 5 | 04/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Edward Hable | 3121261 | 5 | 04/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 03/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Bryce Vanclef | 5096529 | 9 | 03/11/2014 | Customer Dispute | Settled | $959,366.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 10/25/2013 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |