Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Richard Wurtzinger | 1921024 | 5 | 08/23/2017 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 15 | 05/15/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Benjamin Brandon Defoor | 6314458 | 3 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Brandon Defoor | 6314458 | 3 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 15 | 07/22/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Richard Donlon Oreilly | 845839 | 8 | 06/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Shawn Michael Tyler | 5042677 | 2 | 06/09/2016 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 15 | 05/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Henry Virva | 859738 | 6 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Bryce Vanclef | 5096529 | 9 | 02/09/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |