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FINRA Broker Disclosures for American Trust Investment Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 130 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Richard Wurtzinger1921024508/23/2017Customer DisputeSettled$5,001.00$0.00See FINRA Report
Rick Alan Davidson13159981505/15/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Benjamin Brandon Defoor6314458310/14/2016FinancialFinal$0.00$0.00See FINRA Report
Benjamin Brandon Defoor6314458310/14/2016FinancialFinal$0.00$0.00See FINRA Report
Rick Alan Davidson13159981507/22/2016Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Richard Donlon Oreilly845839806/17/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Shawn Michael Tyler5042677206/09/2016Customer DisputeSettled$20,000.00$0.00See FINRA Report
Rick Alan Davidson13159981505/17/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
John Henry Virva859738603/01/2016FinancialFinal$0.00$0.00See FINRA Report
Jason Bryce Vanclef5096529902/09/2016RegulatoryFinal$0.00$0.00See FINRA Report

130 Results

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