Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Alan Davidson | 1315998 | 15 | 03/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Alan Davidson | 1315998 | 15 | 11/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Tyler | 5042677 | 2 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Virva | 859738 | 6 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Alan Davidson | 1315998 | 15 | 05/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ron M Amir | 4565409 | 2 | 02/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dion Rottman | 2214219 | 1 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 03/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Dever | 1840373 | 4 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |