Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alan Timothy Rodriguez | 1592580 | 15 | 07/10/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Jason Bryce Vanclef | 5096529 | 9 | 06/03/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
David Richard Geake | 3088891 | 22 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Richard Geake | 3088891 | 22 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 13 | 04/20/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
David Richard Geake | 3088891 | 22 | 03/24/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 13 | 02/26/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 13 | 09/25/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
David Richard Geake | 3088891 | 22 | 08/26/2020 | Customer Dispute | Settled | $2,800,000.00 | $0.00 | See FINRA Report |
Rick Alan Davidson | 1315998 | 13 | 06/20/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |