Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lee Leavitt | 712745 | 7 | 12/11/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 10/18/1990 | Customer Dispute | Award / Judgment | $6,300.55 | $6,300.55 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 06/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 01/09/1989 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 08/30/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 05/16/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Meany | 1310206 | 3 | 03/02/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Meany | 1310206 | 3 | 06/13/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 08/18/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 05/16/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |